The Daily Caveat is written by Michael Thomas, a recovering corporate investigator in the Washington, DC-area. [More]

View Michael Thomas's profile on LinkedIn

Got scoops? Comments? Send'em on, care of





Join our mailing list to get Daily Caveat posts every morning via email.
Or rss icon Read the Feed...




2/14/2007
Two From Brokerage Firm, Ferris Baker Watts Take Leave of Absense in Response to SEC Investigation
Two executives from Baltimore-based brokerage firm, Ferris Baker Watts will be taking some time off in response to an ongoing SEC investigation. Louis Akers, director of Ferris's private client group, and Patrick Vaughan, director of retail sales will both be taking leaves of absence pending the results of an SEC investigation into trading activities at FBW.

More from the Washington Business Journal.

-- MDT

Labels: , ,

0 comments DIGG DEL.ICIO.USTECHNORATI
0 Comments.
Post a Comment
Links to this post:

Create a Link
made on a mac


all content © Michael D. Thomas 2009