The Daily Caveat is written by Michael Thomas, a recovering corporate investigator in the Washington, DC-area. [More]
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1/22/2009
Need a Read on the Merrill Sub-Prime Settlements?
Massachusetts Hits Merrill Lynch With Fraud-Related Charges
Merrill Lynch Facing SEC Front Running Inquiry
SEC Plans a Close Look at Merrill Lynch
Need a Read on the Merrill Sub-Prime Settlements?
Look no further than Kevin LaCroix over at the D & O Diary.
-- MDT
8/07/2008
-- MDT
Labels: Merrill Lynch, settlement, sub-prime mortgage
Massachusetts Hits Merrill Lynch With Fraud-Related Charges
Auction rate securities fraud charges, to be exact. According to the Massachusetts AG, Merrill continued talking up ARS to analysts and - worse - advising its customers to buy into ARS, even as Merrill itself was ditching.
Real classy.
-- MDT
1/14/2008
Real classy.
-- MDT
Labels: auction rate securities, Fraud, Merrill Lynch
Merrill Lynch Facing SEC Front Running Inquiry
Just what Merrill needed, more bad news. Details via The Times, Online.
-- MDt
11/09/2007
-- MDt
Labels: front running, Merrill Lynch
SEC Plans a Close Look at Merrill Lynch
The goal being to determine how much of that $2.3 billion dollar loss Merrill saw coming and how honest they were about the gathering storm.
-- MDT
-- MDT
Labels: Merrill Lynch, SEC, sub-prime mortgage
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