The Daily Caveat is written by Michael Thomas, a recovering corporate investigator in the Washington, DC-area. [More]

View Michael Thomas's profile on LinkedIn

Got scoops? Comments? Send'em on, care of





Join our mailing list to get Daily Caveat posts every morning via email.
Or rss icon Read the Feed...




8/13/2008
Credit Suisse Closes Out Trading Scandal With FSA Fine
Marked down for good behavior.

-- MDT

Labels: , ,

0 comments DIGG DEL.ICIO.USTECHNORATI
0 Comments.
Post a Comment
Links to this post:

Create a Link


 11/26/2007
FIN 46-R Compliance - Fortune Looks at Pending Troubles on Big Bank Debt Disclosures
This Fortune article gets a bit technical for the corporate balance sheet novice, but it provides an interesting look at what the big banks are sharing (and not sharing) with their investors.

-- MDT

Labels: , ,

0 comments DIGG DEL.ICIO.USTECHNORATI
0 Comments.
Post a Comment
Links to this post:

Create a Link


 11/20/2007
Regulators Rebuffed in Investigation of Cayman-Based bear Sterns Funds
Regulators lack jurisdiction in the Caymans?

Exactly.

-- MDT

Labels: , , ,

0 comments DIGG DEL.ICIO.USTECHNORATI
0 Comments.
Post a Comment
Links to this post:

Create a Link


 11/15/2007
Bear Sterns Faces Conflict of Interest Charges from Massachusetts Regulator
The already reeling-from-writedowns Bear Stearns is facing charges that it violated the Massachusetts Uniform Securities Act. As you might expect, given the current business climate, this all finds its way back to hedge funds, colateralized debt obligations and the Cayman Islands.

-- MDT

Labels: , , ,

0 comments DIGG DEL.ICIO.USTECHNORATI
0 Comments.
Post a Comment
Links to this post:

Create a Link
made on a mac


all content © Michael D. Thomas 2009